Subdomain 1.4: Monitor regulatory and policy compliance
1.Which of the following artifacts provides the strongest evidence that an AI project has systematically evaluated and documented fairness compliance?
- A.The project risk register with entries tracking identified fairness risks and mitigations.
- B.A fairness assessment report containing bias testing methodology, metrics, and validation results.
- C.Email correspondence between the team and legal about fairness concerns and resolutions.
- D.The official AI ethics policy document stating the organization's commitment to fairness principles.
Show answer & explanation
Correct answer: B — A fairness assessment report containing bias testing methodology, metrics, and validation results.
- A. Incorrect. While the project risk register is important for tracking risks, it does not directly demonstrate compliance with fairness requirements. It focuses on risk management rather than providing detailed evidence of bias testing, metrics, and validation results needed for systematic fairness evaluation.
- B. Correct. A fairness assessment report provides concrete evidence of compliance by documenting the methodology, metrics, and results of bias testing. This is the strongest artifact for proving systematic evaluation and documentation of fairness, which is critical for regulatory and policy adherence.
- C. Incorrect. Email correspondence may show communication about fairness concerns but is informal and incomplete evidence. It does not serve as a formal, auditable artifact to demonstrate structured assessment or documented validation of fairness.
- D. Incorrect. The AI ethics policy document outlines the organization's commitment to fairness principles but does not provide evidence of actual compliance or implementation of fairness measures in a specific project. It is a governance document rather than project-level assessment evidence.